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Legal update
Shanghai Stock Exchange Revised and Issued the “Shanghai Stock Exchange Fund Business Guide No. 2 - Listed Fund Market Making Business (Revised in 2022)”
Pubdate：2022.10.14
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Hit：637
On September 20, Shanghai Stock Exchange revised and issued the “Shanghai Stock Exchange Fund Business Guide No. 2 - Listed Fund Market Making Business (Revised in 2022)”, which was implemented on September 21, 2022.
The main contents of this guide include the general requirements of fund market making business, business application conditions and acceptance procedures, and fund market makers’ quotation obligations, rights, evaluation, risk management, compliance and internal control, supervision and management, etc.
